Three-dimensional pulsed continuous arterial spin labeling and intravoxel incoherent motion imaging of nasopharyngeal carcinoma: correlations with Ki-67 proliferation status
Introduction
Nasopharyngeal carcinoma (NPC) is the most common malignant tumor of the head and neck in China. It displays regional aggregation, especially in southeast Asia and southern China, as well as in Chinese immigrants (1). With the application of intensity-modulated radiotherapy (IMRT) and neoadjuvant chemotherapy, the 5-year survival rate of NPC patients has gradually improved; however, recurrence and distant metastasis are still the main issues affecting the long-term prognosis of patients (2). A comprehensive assessment of tumor invasiveness prior to treatment can help predict tumor prognosis and tailor treatments for patients (3). The state of tumor proliferation is related to the biological behavior of the tumor, which is a reliable indicator of tumor invasiveness (3). Ki-67 is a nuclear protein which is only expressed in proliferating cells, and the Ki-67 labeling index (LI) therefore reflects tumor cell proliferation. Studies have confirmed that Ki-67 expression is closely related to the aggressiveness of breast cancer and lung cancer (4,5), while other studies have also linked Ki-67 expression to the staging and prognosis of NPC (6,7). Zhao et al. (6) found that Ki-67 expression in NPC is high, indicating poor prognosis. Several previous studies (3,8) have suggested that the cutoff point of high Ki-67 expression is 50%, and Ki-67 >50% indicates a worse prognosis. Therefore, Ki-67 expression can be a useful indicator to predict local recurrence, metastasis, and prognosis of NPC.
Currently, several magnetic resonance (MR) examination methods exist for the noninvasive assessment of tumor proliferation, such as apparent diffusion coefficient (ADC), diffusion-kurtosis imaging (DKI), dynamic contrast-enhanced (DCE), arterial spin labeling (ASL), and intravoxel incoherent motion (IVIM) (8-10). Qiu et al. (9) and Ma et al. (11) found that DCE-MR technology can accurately predict the expression of Ki-67 and reflect the degree of tumor proliferation. However, the biggest limitation of this technology is that contrast agent injection can result in renal function damage and fibrosis in patients with impaired renal function. Three-dimensional pulsed continuous arterial spin labeling (3D pCASL) technology, which can safely and noninvasively evaluate tissue perfusion information without a contrast agent, is thus predominantly used in the nervous system (12,13). Zeng et al. (10) found that high cerebral blood flow (CBF) was correlated with high malignancy and a low survival rate in glioma patients. However, the application of ASL technology in NPC is still in its infancy (14,15). Lin et al. (14,15) found that ASL demonstrated utility for displaying the tumor tissue of NPC when the post-labeling delay time (PLD) was 1,025 ms. To the best of our knowledge, the relationship between the quantitative parameters derived from ASL and Ki-67 has not been reported in NPC. IVIM (16) can distinguish the diffusion movement of pure water molecules in tissues from capillary microcirculation perfusion without a contrast agent. It has been widely used in evaluating liver fibrosis (17,18), staging (19), efficacy evaluation (20,21), differential diagnosis of fibrosis, and recurrence of NPC after radiotherapy (22). Studies on the correlation between IVIM and Ki-67 have been reported in breast cancer (23), sinonasal malignancies (8), and nude mouse models of NPC (24), but the relationship between the quantitative parameters of IVIM and Ki-67 in human NPC has not been examined. At present, some studies have compared and discussed the advantages of ASL and IVIM (25,26). Shen et al. (25) believed that IVIM could evaluate the markers of a preoperative grade of glioma, and could be used as a substitute for ASL in evaluating tumor perfusion. However, there is still a lack of relevant research reports on the correlation between relevant indicators of these two technologies and the Ki-67 LI. Accordingly, we hypothesized that the corresponding indicators of 3D pCASL and IVIM could accurately reflect Ki-67 levels and the proliferation of tumors, and noninvasively and comprehensively evaluate the heterogeneity and invasiveness of NPC.
In this study, IVIM and 3D pCASL were used to evaluate the diffusion and perfusion information of patients with NPC, and to analyze the potential correlation with the Ki-67 LI. Both methods were used to predict the degree of proliferation and prognosis of NPC by noninvasive MR perfusion imaging in clinical practice, which is conducive to the formulation of clinical treatment plans and reducing the risk of recurrence and metastasis. These methods also had the distinct advantage of being applied even in patients with impaired renal function.
Methods
Patients
Fifty cases of NPC diagnosed by nasopharyngoscopy and pathology in our hospital from January to July 2019 were examined. They were all undifferentiated non-keratinized carcinomas. The inclusion criteria were as follows: (I) all patients were diagnosed for the first time and had not received any treatment (chemotherapy or chemoradiotherapy) before diagnosis; and (II) no contraindications were found upon MR examination. The exclusion criteria were as follows: (I) patients with NPC combined with other head and neck tumors, (II) patients with poor image quality after inclusion, (III) patients with intolerance of the MR scan, and (IV) patients without a Ki-67 LI. A flow chart depicting patient selection is shown in Figure 1. Finally, 36 newly diagnosed NPC patients were enrolled, including 28 males and 8 females (mean age 47.33±12.74 years; range, 27–73 years). According to the staging standard of the eighth edition of the American Joint Committee on Cancer (AJCC) guidelines, there were 0 patients in stage I, 10 patients in stage II, 9 patients in stage III, and 17 patients in stage IV. Most patients presented with a painless mass in the neck (15/36) and congestion/blood in the nose (14/36) accompanied by tinnitus, headache, hearing loss. and other symptoms, with a history duration of 1–9 months. Seven patients (7/36) had a family history of cancer, and five had a family history of NPC. The prospective study was approved by the ethics committee of Foshan First People’s Hospital, and all patients provided informed consent.
MR techniques
Examinations were performed with a 3.0 T magnetic resonance scanner (Discovery MR 750 w 3.0 T system, GE Healthcare Milwaukee, WI, USA) and an 8-channel head-and-neck combined coil (GE Healthcare). The contrast agent used for MRI examinations was gadolinium meglumine injection (Magnevist, Bayer Schering Pharma, Germany).
- The conventional MR scanning included the following T1-weighted fluid-attenuated inversion recovery (FLAIR T1WI) sequence: time of repeation (TR)/time of echo (TE) =657 ms/24 ms, time of inversion (TI) =780 ms; a fat-saturated T2WI fast spin echo (FSE)-based sequence: TR/TE =5,114 ms/110 ms, number of excitations (NEX) =2.0, field of view (FOV) =240 mm × 240 mm, matrix =288×224, section thickness/gap =5 mm/1 mm, layer number =36; and coronal T2WI-FS plain scanning: TR/TE =2,250 ms/64 ms.
- IVIM-DWI: multiple B-DWI (MB-DWI) with 13 b-values (0, 10, 20, 40, 60, 100, 120, 160, 200, 400, 600, 800, and 1,000 s/mm2) were applied using the follwoing single-shot spin echo echoplanar imaging sequence: TR/TE =3,685 ms/43 ms, NEX =2.0, FOV =240 mm × 240 mm, matrix =160×160, section thickness/gap =5 mm/0 mm, layer number =22, scanning time =3 min 30 s.
- 3D pCASL: a pseudo-continuous ASL sequence with a 3D FSE spiral acquisition was performed with the following parameters: TR/TE =4,295 ms/11.5 ms, NEX =3.0, section thickness/gap =3 mm/0 mm, layer number =30, FOV =220 mm × 220 mm, matrix =288×192, PLD time =1,025 ms (1.0 s), scanning time =4 min 10 s.
- Axial T2WI-FS: this was performed with the scanning range and positioning line consistent with those of ASL, and the following additional parameters: TR/TE =3,000 ms/68 ms.
- Conventional contrast-enhanced scanning: after injection of the contrast agent at a rate of 0.2 mL/kg and 2.0 ms, cross-sectional, coronal, and sagittal T1WI-FS were performed with the following parameters: TR/TE =655 ms/9.5 ms.
MR image post-processing
The MB-DWI and ASL raw data obtained from the scans were transferred to GE-AW 4.6 workstation software for post-processing. Based on the IVIM theory, the biexponential model can be expressed by the following equation, as described by Le Bihan et al. (16):
[1]
where S0 is the signal intensity in the pixel without diffusion gradient, and Sb is the signal intensity in the pixel with diffusion gradient b. Three parameters, D, D* and f, can be derived from IVIM by fitting the MR signal acquired at 13 b-values (b =0, 10, 20, 40, 60, 100, 120, 160, 200, 400, 600, 800, and 1,000 s/mm2) to a bi-exponential model. D represents a true diffusion coefficient related to pure molecular diffusion, D* represents the pseudodiffusion coefficient indicating incoherent microcirculation or perfusion related diffusion, and f represents the fractional perfusion as reflected by the fraction of diffusion linked to microcirculation.
ASL data were post-processed to obtain tumor blood flow (BF), using the following equation (27):
[2]
where BF is blood flow, α indicates the labeling efficiency, T1,blood is the longitudinal relaxation time of blood in seconds, SIPD is the signal intensity of a proton density-weighted image, τ is the label duration, λ is the blood partition coefficient in mL/g, and SIcontrol and SIlabel are the time averaged signal intensities in the control and label images, respectively. PLD represents the post-labeling delay time. A factor of 6,000 converts the unit from mL/g/s to mL/100 g/min, which is customary in the physiological literature.
Combined with enhanced images, BF, standard ADC, and IVIM (D, D*, and f) parameters were measured independently by two radiologists (readers 1 and 2 with 7 years of experience each in head and neck imaging) who were blinded to clinical and histopathological data. Five regions of interest (ROIs) were placed on the tumors on the corresponding parameter maps, which were proposed in a previous study (8). We selected the largest area of the tumor, including the entire tumor, and calculated the BFmean, ADCmean, Dmean, D*mean, and fmean values. On the ASL image, the maximum and minimum value regions of the image were selected to measure the BFmax and BFmin. The ROI was placed at the minimum value regions of the standard ADC position calculated as the ADCmin value, and the corresponding regions of the IVIM value were recorded as Dmin, D*min, and fmin. The maximum and minimum value regions of the ROI area were 40–50 mm2. All of the above values were measured three times to obtain the average.
Immunohistochemistry and Ki-67 labeling index
Routine paraffin sections (4 mm) from 36 cases of NPC were prepared on polylysine-coated slides and incubated at 70 °C for 24 hours for use. The sections were dewaxed and hydrated, and the antigen was repaired using the thylene diamine tetra acetic acid (EDTA) method. Immunohistochemistry of Ki-67 was performed in accordance with the 2-step method. The main reagents were mouse anti-human CD31 monoclonal antibody, concentrated mouse anti-human Ki-67 monoclonal antibody, a hypersensitivity kit, and a DAB kit, all purchased from Fuzhou Maixin Biotechnology Company (China). Two senior pathologists who were double-blinded to the experiment conditions examined the sections. Five different fields of view were randomly selected under a high-power microscope, and for each field, 200 tumor cells were counted.
Statistical analysis
SPSS 20.0 statistical software (IBM, NY, USA) was used to analyze the data and compare the correlation between the BF, ADC, D, D*, and f parameters and Ki-67. To determine the correlations between D*mean, fmean, and BFmean, Spearman’s correlation analysis was performed with an r value of 0.71–1.00 being considered highly correlated, 0.40–0.70 being moderately correlated, ≤0.40 being poorly correlated. A P value <0.05 was considered statistically significant.
The tumors were divided into a low-expression group (≤50%) and a high-expression group (>50%), with Ki-67 of 50% as the cutoff point, and the parameters of the high-level group were expressed as mean ± standard deviation(SD). The rank-sum test (Mann-Whitney U test) was used to compare the differences of all the BF, ADC, D, D*, f values between the 2 Ki-67 groups, and the receiver operating characteristic (ROC) curve was used to evaluate the diagnostic efficacy of differential quantitative parameters in the identification of the high- and low-expression groups. A P value <0.05 was considered statistically significant.
Results
Correlation between quantitative parameters of 3D pCASL, IVIM, and Ki-67 in NPC: the BFmean and BFmax were positively correlated with Ki-67
The Ki-67 values ranged from 10% to 90%, with an average of 44.22%. The correlation between quantitative MR parameters (BF, ADC, D, D*, and f) and Ki-67 in NPC are summarized in Table 1. The BFmean and BFmax were positively correlated with Ki-67, and the correlation coefficients r were 0.415 and 0.425 (P<0.05), respectively (Figure 2A,B).
Full table
D*mean and D*min were not significantly correlated with Ki-67, and the P values were 0.082 and 0.072, respectively, indicating a non-significant positive correlation with Ki-67 (Figure 2C,D). BFmin, ADCmean, ADCmin, Dmean, Dmin, fmean, and fmin were not significantly correlated with Ki-67 (P>0.05; Figure 2E,F). Meanwhile, there were no significant correlations between D*mean, fmean, and BFmean.
Differences in the quantitative parameters of IVIM and 3D pCASL between the two groups based on Ki-67 values in NPC
Using a 50% cutoff, 16 tumors (44.4%) were categorized as high Ki-67, and the remaining 20 (55.6%) were categorized as low Ki-67. Table 2 presents the results of the comparative analyses of BF, ADC, D, D*, and f between low and high Ki-67 NPC cases. The BFmax value was significantly higher in cases with a high Ki-67 status than in those with a low Ki-67 status (P=0.028) (Figures 3,4). Contrastingly, there was no significant difference in IVIM parameters between the 2 groups. The BFmax had the highest area under the curve (AUC) value of 0.714, and the cutoff value, sensitivity, and specificity was 82.736 mL/100 g/min, 93.8%, and 50%, respectively (Figure 5).
Full table
Discussion
In this study, we explored the correlations between BF parameters derived from 3D pCASL and ADC, D, D*, and f derived from IVIM with the Ki-67 proliferation status in NPC before any treatment. The Ki-67 proliferation status was assessed predominantly by the pathological analysis of biopsy tissue. BFmean and BFmax were positively correlated with Ki-67. However, the ADC, D, and f values were not significantly correlated with the Ki-67 values; D* did show a non-significant positive correlation with Ki-67, indicating that the perfusion parameters of ASL were more beneficial than IVIM for assessing the proliferation status of NPC. The BFmax of the high Ki-67 group was significantly higher than that of the low Ki-67 group, and no significant difference was found in IVIM parameters, indicating that BFmax was the most significant biomarker for distinguishing high and low Ki-67 levels.
Our results showed that BFmean and BFmax were positively correlated with Ki-67 in NPC. In previous studies, ASL was an effective perfusion index to evaluate tumor angiogenesis and glioma grade (10,13,28), head and neck squamous cell carcinoma (HNSCC), and renal masses (29-31). Fujima et al. (29) found in a study of HNSCC that tumor BF (TBF) measurement by pCASL was feasible in patients. Shen et al. (25) studied 52 cases of glioma by ASL and found that the BF value could distinguish between grade II and grade III gliomas, and higher grade gliomas had a higher BF value, demonstrating that BF can indicate the grade of tumors and may be related to tumor proliferation. It is also feasible to evaluate the perfusion of NPC (15). In this study, BFmean represented the average BF of the whole tumor, whereas BFmax represented the highest blood flow in NPC. A higher BFmax can indicate local NPC tissue blood vessels growing in quantity. Ki-67 is an effective indicator of tumor proliferation, invasion, and prognosis (4-7). A higher Ki-67 level means faster proliferation of cells in NPC, which requires a more abundant blood supply. In this study, BF was positively correlated with Ki-67 in NPC. This result is also consistent with a previous study (10), in which the CBFmax of high-grade glioma was significantly higher than that of low-grade glioma, and where the larger the CBFmax was, the more malignant the tumor and the lower the survival rate. However, Zeng et al. (10) found that in glioblastoma, CBFmax and the Ki-67 index were moderately negatively correlated, and lower rCBFmax was associated with worse overall survival (OS). The underlying pathological mechanisms are still unknown. Evans et al. (32) and Mashiko et al. (33) found that higher grade gliomas were associated with more hypoxia. The 3D pCASL parameter may be used to indicate the proliferation status of NPC, but the pathological types of different tumors are somewhat different.
This study found that the perfusion microcirculation coefficient D* derived from IVIM was non-significantly correlated with Ki-67. The ADC values obtained from standard DWI are useful imaging indicators for the clinical prediction of tumor proliferation status (34,35). In our study, the use of the double exponential model IVIM scanning and the 0–1,000 s/mm2 13 b value, yielded information on the diffusion and movement of water molecules, and blood capillary microcirculation perfusion. In this study, D*min was the D* values corresponding to the minimum ADC region. The minimum ADC region is the area where tumor cells are dense, which requires more abundant microcirculation. D*min was also increased, but the correlation coefficient between the D* value and Ki-67 was not significant (P=0.072, 0.082), which may be related to the small number of cases. In previous studies on sinonasal malignancy (8) and a nude mouse model of NPC (24), the Ki-67 value was found to have no correlation with D*. In the author’s opinion, the probable reasons might have been the low signal-to-noise ratio and the relatively poor measurement reproducibility of D* (36). In order to improve the measurement reproducibility of D* in our study, we drew ROIs on ADC images combined with enhanced scanning, and performed amplification processing of NPC tissues, so as to obtain more accurate D* values. Moreover, while D* is associated with Ki-67 in human NPC, this may be different from sinonasal malignancy and NPC in nude mice due to species differences.
In this study, no correlation was found between Ki-67 values and ADC, D, and f. Molinari et al. (37) found that the ADC value was also not significantly correlated with Ki-67 in breast cancer. However, Xiao et al. (8) found that the Ki-67 value in malignant sinonasal tumors was negatively correlated with ADC and D, but positively correlated with the f value. They believed that ADC and the pure molecule diffusion coefficient D decreased due to high Ki-67 expression, dense cells, and limited diffusion of water molecules, whereas the microcirculation perfusion score f increased. Although D*, f, and BF all reflect microcirculation, no correlation was found between them in our study. These results are inconsistent with previous studies, which may be related to the differences between tumor types, and the small number of cases in this study.
In addition, we found that the BFmax of the high Ki-67 group with NPC was significantly higher than that of the low Ki-67 group, and the cutoff point of BFmax was found to be 82.44 mL/100 g/min. However, there were no significant differences between the two groups in the quantitative parameters ADC, D, D*, and f. In this study, the cutoff point of Ki-67 in the high- and low-grade groups was 50%, and the cutoff point of Ki-67 in the high and low grade groups was different for tumors in different studies. Valente et al. (38) reproted that a breast cancer Ki-67 value ≥20% indicated high Ki-67 expression, where the lower the ADC was, the higher the Ki-67 proliferation and the stronger the invasion. In cases of sinonasal malignancies, multiple studies (3,8,39) have suggested that the cutoff point of high Ki-67 expression is 50%, where Ki-67 >50% indicates a worse prognosis. In a study of NPC, Zhao et al. (7) reported that the cutoff point of high Ki-67 expression was 77.5%, and high Ki-67 expression had a poor prognosis. However, due to the small sample size in our study, there were only 3 cases of Ki-67 >77.5%, so 77.5% was not used as the cutoff point for grouping.
Our study is still in the preliminary stage, and there were some limitations. First, there were too few cases for Ki-67 immunohistochemistry, which might have impacted the results of the study. Future studies should include a larger sample size to further illustrate the correlation between Ki-67, ASL, and IVIM parameters. Second, the ASL scanning sequence in this study was only set with a PLD of 1,025 ms, and a further control study is needed to determine whether this time point was optimal. Third, the Ki-67 value was detected by not taking the corresponding position of BFmax, and the corresponding relationship between them requires further study. Additionally, follow-up for NPC after treatment is still needed to determine the cutoff point of the Ki-67 group and to further clarify the effect of ASL, IVIM, and Ki-67 on prognosis.
Overall, 3D pCASL and IVIM, as noninvasive functional MR perfusion imaging techniques, can evaluate the perfusion information of NPC. ASL can better evaluate the degree of tumor proliferation than can IVIM, which is beneficial for evaluating the prognosis of patients and aids in clinical treatment by reducing the risk of recurrence and metastasis. Our results also suggest that the BFmax parameter has the most utility in distinguishing between high and low Ki-67 levels.
Acknowledgments
This study was supported by Jingquan Yang and Xiao hong He from the Department of Radiology, The First People’s Hospital of Foshan, Foshan, China.
Funding: None.
Footnote
Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at http://dx.doi.org/10.21037/qims-20-349). The authors have no conflicts of interest to declare.
Ethical Statement: The study was approved by the institutional review board and the ethical review office of The First People’s Hospital of Foshan [no.L (2019) 8th; the registration number of the ethics board]. Written informed consent was obtained from the patients for publication of this study and any accompanying images. A copy of the written consent is available for review by the editor-in-chief of this journal.
Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.
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