An optimal imaging modality based on different predictive risk factors for evaluating local staging of rectal cancer preoperatively: a comparative study of MRI and endorectal ultrasound
Introduction
Colorectal cancer is the second most common cancer worldwide, with an estimated 190 million new cases per year, ultimately responsible for 9% of all cancer deaths in 2020. Approximately one-third of these tumors are rectal cancers (1). Precise preoperative staging is needed to develop a therapeutic plan before treatment, especially for those with locally advanced rectal cancer (mainly stage T4), as long-term neoadjuvant chemoradiotherapy (NCRT) is required, aimed at downsizing, downstaging, and thereby enhancing its resectability (2). Moreover, according to the recent guidelines of the National Comprehensive Cancer Network (NCCN), mesorectal fascia (MRF)-affected patients should also receive NCRT before surgery, because the involvement of MRF is an independent risk factor for local recurrence, distant metastases, and poorer survival (3-6). It is imperative to conduct a precise preoperative evaluation of T-staging and MRF status, particularly targeting patients susceptible to local recurrence and projected to gain advantages from NCRT.
At present, preoperative local staging for rectal cancer is usually evaluated by imaging modalities, most commonly including magnetic resonance imaging (MRI), endorectal ultrasound (ERUS), computed tomography (CT), etc. Some previous studies have noted that each modality is advantageous in different areas: MRI may be useful in identifying infiltration of the MRF, ERUS is considered more accurate for assessing tumor growth in the mucosa and confined to the rectal wall, and CT may be used to assess both local tumor extent and regional or distant metastases (7,8). In recent years, with the popularization of three-dimensional endorectal ultrasound (3D-ERUS), some researchers have proposed that 3D-ERUS and MRI may have comparable accuracy in assessing MRF status (7,9,10). Therefore, which imaging method is preferred for local staging evaluation remains controversial. Additionally, several studies reported that precise local staging can be interfered with by tumor location (on longitudinal and transverse sections), patients’ body mass index (BMI), and whether or not the patients have received NCRT (11-14). There is still no consensus on how these factors affect the accuracy of preoperative staging and how to perform individualized imaging evaluations.
Thus, we designed this study to compare the ability of MRI and ERUS for local staging of rectal cancer, and to determine how to choose an optimal imaging modality to stage rectal cancer based on different predictive risk factors. We present this article in accordance with the STARD reporting checklist (available at https://qims.amegroups.com/article/view/10.21037/qims-24-2120/rc).
Methods
The study was conducted in accordance with the Declaration of Helsinki and its subsequent amendments. The study was approved by the institutional ethics committee of the West China Hospital of Sichuan University, and informed consent was provided by all participants.
Study population
Inclusion criteria were considered as follows: (I) a patient who was diagnosed with rectal cancer pathologically; (II) a patient who had complete ERUS or MRI data, as well as pathological data. Exclusion criteria were: (I) patients who did not undergo surgery for rectal cancer or the information on surgical pathological staging was unavailable; (II) the time interval between completion of ERUS or MRI evaluation and surgery was more than 2 weeks; (III) the time interval between the completion of ERUS and MRI was more than 2 weeks for the same patient. From January 2018 to December 2021, a total of 277 patients in our institution were included based on our inclusion and exclusion criteria. All patients underwent 2D-ERUS, and 243 and 54 patients received MRI and 3D-ERUS, respectively.
Radiologic evaluation
ERUS was performed by MyLab Twice (Esaote, Genova, Italy) equipped with a biplane endoscopic probe (TRT33, linear frequency of 4–13 MHz, convex frequency of 3–9 MHz) and B-K Medical Systems (B-K Medical, Herlev, Denmark) with both 2D and 3D diagnostic ultrasound systems, using a rotating endoprobe (type 9038, 2D frequency of 6–12 MHz, 3D frequency of 10 MHz) with a 360° view. The MRI examination was performed on a 3.0 T scanner (Magnetom Skyra, Siemens Healthineers, Erlangen, Germany) with an 18-channel torso phased-array coil.
ERUS was operated by two sonographers with at least 5 years of experience, and they were randomly assigned per the hospital’s daily schedule. 3D-ERUS data were recorded and read by another sonographer at a post-processing stage. The MRI data were evaluated by two experienced radiologists independently, both of whom were blinded to the patient’s medical history, and a consensus was reached by discussion between the radiologists.
Staging and grouping criteria
The T-staging was evaluated according to the eighth edition of the TNM classification system (15). According to the guidelines of European Society for Medical Oncology (ESMO) published in 2017 (16), MRF invasion on MRI and 3D-ERUS was compared with pathology measurements using a 1-mm criterion (Figure 1).
Of the 277 tumors, according to the BMI, 148 were in high-index groups (BMI ≥23 kg/m2), 129 were in low index group (BMI <23 kg/m2); based on the location of the maximal depth of tumor infiltration (on the transverse section), we divided the patients into anterior group (lithotomy position, 10–14 o’clock) and non-anterior group (lithotomy position, the remaining parts). There were 68 tumors in the anterior group and 209 in the non-anterior group. Considering tumor distance from the anal verge (on the longitudinal section), 130 were in the low rectum (≤5 cm from the anal verge), and 147 were in the middle to high rectum (>5 cm from the anal verge).
Statistical analysis
Statistical package for social analysis (SPSS for Windows, IBM Corp, USA) version 27.0 was used for all statistical calculations. Categorical variables were presented as means of frequencies (percentages) and continuous variables as medians [range]. For statistical analysis, taking the postoperative pathological results as the reference standard, the Kappa consistency test was used to evaluate the consistency of imaging methods in evaluating preoperative T-stage and pathological findings (0–0.20 poor, 0.21–0.40 fair, 0.41–0.60 moderate, 0.61–0.80 good, and 0.81–1.00 excellent agreement). The sensitivity (SEN), specificity (SPE), positive predictive value (PPV), and negative predictive value (NPV) were used to evaluate the diagnostic performance of 3D-ERUS and MRI for MRF status. We used the Chi-squared test to compare the accuracy of ERUS and MRI in evaluating T-staging and MRF status. P values <0.05 were considered statistically significant for all tests.
Results
Within the 4-year study period, 277 patients with rectal cancer who had undergone rectal resection at our institution were included. The baseline information is summarized in Table 1.
Table 1
| Variable | Value |
|---|---|
| Gender | |
| Male | 196 (70.76) |
| Female | 81 (29.24) |
| Median age (years) | 59.28 [26–90] |
| Median height (m) | 1.64 [1.42–1.83] |
| Median weight (kg) | 62.29 [39–100] |
| Median BMI (kg/m2) | 23.23 [15.57–35.01] |
| Preoperative treatment | |
| Yes | 170 (61.01) |
| No | 107 (38.99) |
| pCR | |
| Yes | 21 (7.58) |
| No | 256 (92.42) |
| Pathological types | |
| Adenocarcinoma | 276 (99.64) |
| Neuroendocrine carcinoma | 1 (0.36) |
| Distance from anal verge | |
| Low (≤5 cm) | 130 (46.93) |
| Middle to high (>5 cm) | 147 (53.07) |
| Location | |
| A-group | 68 (24.55) |
| NA-group | 209 (75.45) |
Data are presented as n (%) or median [range]. A-group, anterior group; NA-group, non-anterior group. BMI, body mass index; pCR, pathological complete response.
Performance of MRI and analysis of risk factors associated with its inaccurate predictions
On the issue of T-staging evaluation, 203 cases were accurately staged by MRI, yielding an overall accuracy rate of 83.53% (203/243). The depth was understaged in 7 cases and overstaged in 33 cases by MRI (Table 2).
Table 2
| Variable | Overstaged | Understaged | Accuracy, % | Kappa value |
|---|---|---|---|---|
| MRI | 33 (13.58) | 7 (2.88) | 83.53 | 0.743 |
| 2D-ERUS | 51 (18.41) | 11 (3.97) | 77.62 | 0.636 |
| 3D-ERUS | 9 (16.67) | 0 (0) | 83.33 | 0.741 |
Data are presented as n (%). The accuracy of 3D-ERUS and MRI was higher than that of 2D-ERUS, but the three were not statistically significant (P=0.204). 2D-ERUS, two-dimensional endorectal ultrasound; 3D-ERUS, three-dimensional endorectal ultrasound; MRI, magnetic resonance imaging.
Regarding the evaluation of MRF status, 139 cases were accurately predicted by MRI, resulting in an overall accuracy rate of 84.24% (139/165). Twenty-three cases were overstaged, and 3 cases were understaged (Table 3).
Table 3
| Variable | Overstaged | Understaged | Accuracy, % | SEN, % | SPE, % | PPV, % | NPV, % |
|---|---|---|---|---|---|---|---|
| MRI | 23 (13.94) | 3 (1.88) | 84.24 | 85.00 | 84.14 | 42.50 | 97.60 |
| 3D-ERUS | 8 (14.81) | 1 (1.85) | 83.33 | 80.00 | 83.67 | 33.33 | 97.62 |
Data are presented as n (%). There was no statistical difference between the accuracy of the two (P value: 0.874). 3D-ERUS, three-dimensional endorectal ultrasound; MRI, magnetic resonance imaging; MRF, mesorectal fascia; NPV, negative predictive values; PPV, positive predictive values; SEN, sensitivity; SPE, specificity.
Univariate analysis showed that the accuracy of MRI dropped significantly after NCRT, both in the evaluation of T-staging (78.05% vs. 91.14%) and MRF status (79.82% vs. 94.12%). Low BMI and location were the risk factors for accurate predictions of T-staging (75.93% vs. 89.63% for BMI; 78.15% vs. 88.71% for location) and MRF status (77.03% vs. 90.11% for BMI, 78.12% vs. 89.66% for location) (P<0.05). Compared with the non-anterior group, the predictive accuracy of MRI decreased in the anterior group, with no statistical significance (Tables 4,5).
Table 4
| Variable | MRI | 3D-ERUS | P value | |||
|---|---|---|---|---|---|---|
| Accuracy, n (%) | P | Accuracy, n (%) | P | |||
| BMI, kg/m2 | 0.004 | 0.179 | ||||
| ≥23 | 121 (89.63) | 26 (89.66) | 0.997 | |||
| <23 | 82 (75.93) | 19 (76.00) | 0.994 | |||
| Preoperative treatment | 0.027 | 0.001 | ||||
| Treatment group | 131 (78.05) | 17 (65.38) | 0.158 | |||
| Non-treatment group | 72 (91.14) | 28 (100.0) | 0.103 | |||
| Position | 0.027 | 0.902 | ||||
| Middle to high | 110 (88.71) | 19 (82.61) | 0.412 | |||
| Low | 93 (78.15) | 26 (83.87) | 0.484 | |||
| Location | 0.174 | 0.899 | ||||
| A-group | 50 (78.13) | 16 (84.21) | 0.564 | |||
| NA-group | 153 (85.47) | 29 (82.86) | 0.691 | |||
A-group, anterior group; NA-group, non-anterior group. 3D-ERUS, three-dimensional endorectal ultrasound; BMI, body mass index; MRI, magnetic resonance imaging.
Table 5
| Variable | MRI | 3D-ERUS | P value | |||
|---|---|---|---|---|---|---|
| Accuracy, n (%) | P | Accuracy, n (%) | P | |||
| BMI, kg/m2 | 0.022 | 0.903 | ||||
| ≥23 | 82 (90.11) | 24 (82.76) | 0.283 | |||
| <23 | 57 (77.03) | 21 (84.00) | 0.461 | |||
| Preoperative treatment | 0.020 | 0.051 | ||||
| Treatment group | 91 (79.82) | 19 (73.08) | 0.449 | |||
| Non-treatment group | 48 (94.12) | 26 (92.86) | 0.826 | |||
| Position | 0.044 | 0.176 | ||||
| Middle to high | 78 (89.66) | 21 (91.30) | 0.815 | |||
| Low | 61 (78.12) | 24 (77.42) | 0.929 | |||
| Location | 0.767 | 0.899 | ||||
| A-group | 44 (83.02) | 16 (84.21) | 0.905 | |||
| NA-group | 95 (84.82) | 29 (82.26) | 0.780 | |||
A-group, anterior group; NA-group, non-anterior group. 3D-ERUS, three-dimensional endorectal ultrasound; BMI, body mass index; MRF, mesorectal fascia; MRI, magnetic resonance imaging.
Performance of ERUS and risk factors associated with its inaccurate predictions
Rectal wall invasion depth was accurately staged in 215 cases by 2D-ERUS and 45 cases by 3D-ERUS, resulting in overall accuracy rates of 77.62% (215 out of 277) and 83.33% (45 out of 54), respectively (Table 2).
In this study, we only discussed the performance of 3D-ERUS in diagnosing MRF status, because some patients who underwent 2D-ERUS did not undergo pre- and post-operative assessment of MRF status, whereas every patient who underwent 3D-ERUS received this assessment. 3D-ERUS correctly evaluated the MRF involvement in 45 cases, with an overall accuracy rate of 83.33% (45/54) (Table 3).
Univariate analysis showed that the accuracy of 3D-ERUS in T-staging and MRF status after NCRT was obviously lower than that of the non-treatment group. (65.38% vs. 100% for T-staging, 73.08% vs. 92.86% for MRF status). In addition, 3D-ERUS was not affected by the patient’s BMI and tumor location (P>0.05) (Tables 4,5).
Comparison of MRI and ERUS in predicting T-staging and MRF status
In the T-staging assessment, the accuracy of 3D-ERUS and MRI was higher than that of 2D-ERUS (83.33%, 83.53% vs. 77.62%, P=0.204).
In MRF status evaluation, MRI had a slightly higher diagnostic accuracy than 3D-ERUS (84.24% vs. 83.33%, P=0.874).
In the subgroups, we found no significant differences between MRI and 3D-ERUS in T-staging and MRF status (P>0.05, Tables 4,5).
Discussion
This retrospective study not only compared the performance of MRI with ERUS, including preoperative T-staging and MRF status, but also explored the risk factors associated with accurate predictions. The aim is to help in selecting an optimal imaging modality for each patient.
From previous literature, a wide range of papers have confirmed that ERUS and MRI are highly accurate in evaluating local staging for rectal cancer without NCRT, and both are superior to CT (7,17-19). In contrast, in patients with locally advanced rectal cancer, conditions such as edema, inflammation, or fibrosis due to neoadjuvant therapy may cause a further decrease in the staging accuracy of ERUS and MRI (20). Most of the research also suggested that ERUS had an advantage in early tumor staging (T1–T2), while MRI is more accurate in assessing the relationship of more advanced tumors to important anatomic structures, such as the MRF status (7,12,13,21-23). A meta-analysis that included 90 articles showed that ERUS provided more accurate data than CT or MRI in the evaluation of T-staging (7). However, in a one-year large prospective multicenter study in Germany, a total of 75 hospitals were included, and 422 patients underwent 2D-ERUS before surgery. The results showed that the overall accuracy in assessing T-staging was approximately 63.3%. In this study, the diagnostic accuracy of ERUS was lower than that previously reported literature. The researchers believe that the main reason may be due to the fact that 2D-ERUS is highly dependent on the examiner, and accurate results can only be obtained when performed by an experienced sonographer (24). The recently updated 3D-ERUS system, which enables volumetric evaluation with better anatomic planes for adjacent structures, further enhanced the capabilities of conventional ERUS evaluation, resulting in a reported overall T-staging accuracy of 92.9–94.44% (25,26). Therefore, these authors considered that 3D-ERUS may become a powerful alternative for preoperative T-staging in the future.
Using the pathological findings as the reference standard, our results showed that the accuracy of T-staging by 3D-ERUS and MRI was higher than that of 2D-ERUS (83.33%, 83.53% vs. 77.62%). For patients without NCRT, the accuracy of MRI and 3D-ERUS reached 91.94% and 100%, which was consistent with previous findings (7,25,26). We also found that 3D-ERUS improves the accuracy of 2D-ERUS from 77.62% to 83.33%. The reason may be due to the difficulty of 2D-ERUS in fully visualizing the lesion and its surrounding structures. 3D-ERUS can capture images of all sections and angles of the lesion, which can provide the spatial three-dimensional relationship between the tumor and the surrounding structures. On the other hand, for the operator, 3D-ERUS only needs to fix the probe in the center of the rectal cavity, and then the probe can automatically scan at a constant speed, which reduces the possible distortion of images and thus improves the results without operator dependence (25,26).
In terms of MRF status assessment, 3D-ERUS and MRI presented comparable accuracy (83.33% vs. 84.24%, P=0.874). 3D-ERUS showed sensitivity and specificity of 80.00% and 83.67%, compared with 85.00% and 84.14% for MRI. The overall diagnostic performance of MRI was better than that of 3D-ERUS (Table 3). Granero-Castro et al. (27) enrolled 76 patients with middle to low rectal cancer, showing that the overall accuracy of ERUS and MRI in assessing the MRF status was 83.7% and 91.8%. Liu et al. (28) reviewed preoperative 3D-ERUS of 80 patients with stage T3 rectal cancer, using MRI as the reference standard; 3D-ERUS and MRI showed excellent agreement (kappa value =0.82). 3D-ERUS showed sensitivity and specificity of 95.3% and 86.5%. Our results were basically similar to previous studies.
However, precise local staging by ERUS and MRI can be influenced by several factors. First, the evaluation after NCRT, particularly for rectal cancer with pathological complete responses (pCR), remains a major point of concern. Both in T-staging and MRF status evaluation, our results showed that the accuracy of ERUS and MRI decreased significantly after NCRT. Meanwhile, in patients with pCR, the number of correct T-staging was only 3/21 and 0/4, by MRI and 3D-ERUS. It is probably because they were affected by the inflammation of residual tumor tissue, which resembled previous studies (29-32).
Then, many scholars showed that low and anterior rectal tumors were the main risk factors for MRI (12). Considering the location of tumors (on the longitudinal section), the study of Ren et al. (14) showed that ERUS had the highest accuracy in the diagnosis of tumors located 3–6 cm above the anal verge, and high levels of tumor location was a risk factor for T-staging by ERUS, which was mainly due to the limited distance that the probe can reach; the study of Shihab et al. (11) proposed that the accuracy of MRI in predicting MRF status after NCRT was still high, but the closer to the anal verge, the less accurate the results became; the research of Granero-Castro (27) showed that the accuracy of assessing MRF involvement by ERUS and MRI was 83.7% and 91.8%, and when focusing only on low rectal tumors, the overall accuracy of 3D-ERUS increased to 87.5%, while the accuracy of MRI decreased to 87.5%. Our results showed similar results; MRI is more accurate in diagnosing rectal cancer located in the middle to high rectum, whereas 3D-ERUS shows the opposite trend.
Peschaud et al. (12) suggested that anterior rectal tumors may lead to a reduction in the accuracy of MRI in assessing the MRF involvement, which was also reflected in our findings. We observed that low BMI is also a risk factor for T-staging and MRF status evaluation. The reduction in fat thickness in the low and anterior rectum is accountable for the aforementioned outcomes, potentially leading to a rise in erroneous positives. Furthermore, the anterior aspect of the lower rectum maintains close associations with the bladder, prostate, and seminal vesicles in male subjects, while in female subjects, it is linked with the vaginal wall. Within the anterior section of the rectum, the mesorectal tissue (thin perirectal fat located anteriorly) is relatively sparse, and the MRF is thin. Moreover, the MRF in the anterior position lacks clear identification due to its thin and translucent nature, thereby complicating preoperative staging processes (12,13).
There are some limitations in this study. First, we collected a relatively limited sample size of 3D-ERUS, and the ERUS data and MRI data could not correspond exactly, which led us not to evaluate MRI and ERUS on the same patient. Then, tumors of our patients were mostly concentrated in relatively lower (≤7 cm from the anal verge) and advanced-stage (T3–T4), which may introduce bias. Finally, in addition to 3D-ERUS, two new ultrasound techniques, ultrasound elastography and contrast-enhanced ultrasound, were not studied in this study. Therefore, we will further include a larger sample size in future studies to evaluate MRI and ERUS on the same patient and investigate in depth the ability of ultrasound elastography and contrast-enhanced ultrasound to assess the staging of rectal cancer.
Conclusions
Preoperative local staging of rectal cancer can be accurately assessed by ERUS and MRI, and MRI has a higher accuracy. However, the accuracy of MRI is usually influenced by the fat content surrounding the lesion, specifically indicating that MRI is more accurate in patients with high BMI, tumors located in non-anterior and middle to high rectum. The accuracy of 3D-ERUS is not affected by these factors. Therefore, MRI remains the preferred imaging modality for staging assessment in most patients with rectal cancer. However, in specific populations [such as those with low BMI (BMI <23 kg/m2) or tumors located in the lower rectum (≤5 cm from the anal margin)], 3D-ERUS may demonstrate unique clinical utility as an important adjunct to MRI staging.
Acknowledgments
None.
Footnote
Reporting Checklist: The authors have completed the STARD reporting checklist. Available at https://qims.amegroups.com/article/view/10.21037/qims-24-2120/rc
Data Sharing Statement: Available at https://qims.amegroups.com/article/view/10.21037/qims-24-2120/dss
Funding: This study was supported by
Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://qims.amegroups.com/article/view/10.21037/qims-24-2120/coif). All authors report that this work was supported by the Science and Technology Planning Project of Sichuan Province in China (No. 2021YJ0243). The authors have no other conflicts of interest to declare.
Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The study was conducted in accordance with the Declaration of Helsinki and its subsequent amendments. The study was approved by the institutional ethics committee of the West China Hospital of Sichuan University, and informed consent was provided by all participants.
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