Development and validation of a dynamic nomogram for predicting central lymph node metastasis in papillary thyroid carcinoma patients based on clinical and ultrasound features
Original Article

Development and validation of a dynamic nomogram for predicting central lymph node metastasis in papillary thyroid carcinoma patients based on clinical and ultrasound features

Zhe Chen1# ORCID logo, Jia-Jia Wang1# ORCID logo, Jun-Bin Du2, Jia-Fan Li2, Ruo-Ting Zheng2, Shu-Min Yuan2, Ting Wu2, Dong-Ming Guo2, Yu-Xia Zhai2 ORCID logo

1Department of Ultrasound, Cancer Hospital of Shantou University Medical College, Shantou, China; 2Department of Ultrasound, The Second Affiliated Hospital of Shantou University Medical College, Shantou, China

Contributions: (I) Conception and design: Z Chen, JJ Wang, YX Zhai; (II) Administrative support: YX Zhai; (III) Provision of study materials or patients: Z Chen, JB Du, JF Li, RT Zheng; (IV) Collection and assembly of data: JJ Wang, SM Yuan, T Wu; (V) Data analysis and interpretation: Z Chen, JJ Wang, DM Guo; (VI) Manuscript writing: All authors; (VII) Final approval of manuscript: All authors.

#These authors contributed equally to this work as co-first authors.

Correspondence to: Yu-Xia Zhai, BS. Department of Ultrasound, The Second Affiliated Hospital of Shantou University Medical College, 69 Dongxia North Road, Shantou 515041, China. Email: sdfecsyxk@126.com.

Background: Prophylactic cervical lymph node dissection (CLND) for patients with papillary thyroid carcinoma (PTC) has long been a subject of controversy. To accurately perform preoperative staging and risk stratification of PTC patients, this study developed and validated a preoperative nomogram model for predicting central lymph node metastasis (CLNM) based on clinical and ultrasound features, thereby guiding surgical resection and postoperative adjuvant therapy.

Methods: Patients with PTC (n=409), as confirmed by surgery and histopathology combined with CLND, were divided into training and validation groups. Clinical information, ultrasound features, American College of Radiology Thyroid Imaging Reporting and Data System (ACR TI-RADS) scores and Chinese version of the Thyroid Imaging Reporting and Data System (C TI-RADS) scores were collected. The features in the training group were selected by least absolute shrinkage and selection operator (LASSO) regression. These potential features were included in a multivariate logistic regression analysis to identify independent risk factors for CLNM and to develop a dynamic nomogram. In both the training and validation groups, the nomogram was evaluated for discrimination, calibration and clinical utility.

Results: It was found that sex, age, multifocality, capsule contact, margin, micro-calcification, and ultrasound-based CLNM status were independent risk factors of CLNM, and a dynamic nomogram was used to develop a prediction model. The prediction model showed good discriminability, with an area under the receiver operating characteristic curve of 0.905 (95% confidence interval: 0.870–0.940) in the training group and 0.865 (95% confidence interval: 0.799–0.932) in the validation group. Based on the calibration curve and Hosmer-Lemeshow test, the prediction model was found to have good concordance in both the training group (P=0.6259) and validation group (P=0.1182). Decision curve analysis and clinical impact curve analysis demonstrated that the prediction model had good net clinical benefit.

Conclusions: Dynamic nomograms developed using clinical and ultrasound characteristics can predict CLNM risk in PTC patients, thereby providing valuable support to clinicians for making personalized treatment decisions.

Keywords: Papillary thyroid carcinoma (PTC); central lymph node metastasis (CLNM); dynamic nomogram; prediction model; ultrasound


Submitted Mar 26, 2024. Accepted for publication Dec 24, 2024. Published online Jan 22, 2025.

doi: 10.21037/qims-24-618


Introduction

The incidence of thyroid carcinoma, the most prevalent endocrine malignancy, is increasing globally (1). According to the International Agency for Research on Cancer (IARC) of the World Health Organization (WHO), thyroid cancer ranks seventh in terms of global incidence, contributing to a total of 821,214 cases and resulting in 47,507 deaths in 2022 (2). Among the various histopathological subtypes of thyroid carcinoma, papillary thyroid carcinoma (PTC) is most frequently diagnosed and accounts for approximately 80% of all cases (3). Despite being considered an indolent tumor (4), approximately 20–50% of PTC patients exhibit central lymph node metastasis (CLNM), which significantly increases the risk of recurrence (5). CLNM serves as the strongest risk factor for both recurrence and prognosis among PTC patients but also plays a crucial role in determining appropriate surgical approaches preoperatively (6). Prophylactic cervical lymph node dissection (CLND) has long been a subject of controversy (7,8). Some scholars argue that CLND alters tumor-node-metastasis (TNM) staging and reduces the risk of postoperative recurrence in patients (9). Conversely, other studies have indicated insufficient evidence supporting the benefits of prophylactic CLND in reducing recurrence rates and improving prognosis. Moreover, it poses potential surgical complications such as recurrent laryngeal nerve injury and hypoparathyroidism (10). Consequently, it is imperative to accurately evaluate the presence of CLNM prior to surgery.

Ultrasound is favored as a valuable tool for the examination of cervical lymph nodes due to its convenience and noninvasiveness. However, complex anatomical positioning limits the ability of ultrasound imaging to detect CLNM. Conventional ultrasound diagnosis exhibits suboptimal sensitivity in detecting CLNM, with rates ranging from 20% to 33% (11). Furthermore, the ability of ultrasound to identify latent lymph node metastases is limited. Therefore, there is a pressing need for an effective and noninvasive tool to assess CLNM prior to surgery. Biffoni et al. (12) employed structured high-resolution ultrasound examination to accurately map the location of suspicious lymph nodes on anatomical models, in combination with endocrinology written reports, to establish a mapping model that more accurately locates suspicious lymph nodes and demonstrates high specificity for preoperative detection of CLNM. However, the sensitivity of this approach remains relatively limited. In recent years, research has shown a close correlation between the clinical and ultrasound characteristics of PTC patients and the occurrence of CLNM and researchers have attempted to establish a predictive model using clinical and ultrasound features to estimate the likelihood of CLNM occurrence (13,14). However, consistent results have not yet been achieved, and certain models are hindered by practicality issues and lack validation (15).

In this study, we collected clinical information, ultrasound features, American College of Radiology Thyroid Imaging Reporting and Data System (ACR TI-RADS) (16) scores and the Chinese version of the Thyroid Imaging Reporting and Data System (C TI-RADS) (17) scores of patients with PTC to develop and validate a preoperative prediction nomogram model for CLNM. It is envisioned that this tool will be used to accurately perform preoperative staging and risk stratification of PTC, which can guide surgical resection and postoperative adjuvant therapy. We present this article in accordance with the TRIPOD reporting checklist (available at https://qims.amegroups.com/article/view/10.21037/qims-24-618/rc).


Methods

Study population

This retrospective study was approved by the Ethics Committee of the Second Affiliated Hospital of Shantou University Medical College (No. 2023-23). The requirement for informed consent was waived due to the retrospective nature of the study. The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013).

Patients with PTC confirmed by surgery and histopathology combined with CLND were retrospectively evaluated from the institutional database of The Second Affiliated Hospital of Shantou University Medical College from January 2019 to September 2023. All the data available in the database were utilized to optimize the statistical power and enhance the generalizability of the findings. The inclusion criteria were as follows: (I) PTC was first pathologically diagnosed; (II) all patients underwent lobectomy or total thyroidectomy and CLND; (III) CLNM status was confirmed by postoperative pathology; and (IV) ultrasound examination was performed in the ultrasound department within one month prior to surgery. The exclusion criteria were as follows: (I) the presence of other thyroid malignancies; (II) the occurrence of distant metastases or other malignant tumors; (III) a history of thyroid cancer or other head and neck surgeries; and (IV) incomplete ultrasonic image information or poor image quality. The process of patient enrollment is illustrated in Figure 1.

Figure 1 Flowchart of patient enrollment. PTC, papillary thyroid carcinoma; CLNM, central lymph node metastasis.

The patient recruitment process is shown in Figure 1. Overall, 409 patients were enrolled and divided into training and validation groups according to chronological order at a ratio of 7:3. A total of 283 patients treated between January 2019 and July 2022 composed the training group, while 126 patients treated between August 2022 and September 2023 composed the validation group. A CLNM (+) and CLNM (−) group was formed based on the pathological results of the patients.

Instruments and methods

Preoperative ultrasound was performed on the thyroid nodules and cervical lymph nodes of all patients using a high-resolution ultrasound system (LOGIQ E9, GE Healthcare, Chicago, IL, USA) with a 6 to 12 MHz high-frequency linear probe. The ultrasound features were independently evaluated by two experienced radiologists with more than 10 years of thyroid diagnostic experience. If there was disagreement, the final decision was made by consensus. Both radiologists were unaware of the patients’ information and pathological outcomes.

The following features were collected: sex; age; ultrasound features, including multifocality, bilaterality, tumor size, location, composition, echogenicity, aspect ratio, shape, margin, boundary, calcification, and capsule contact; Hashimoto’s thyroiditis (HT); ultrasound-based CLNM status; ACR scores; and C scores. Multifocality was defined as having more than one suspected malignant tumor in the thyroid, with the largest tumor being evaluated. Bilaterality was defined as suspected malignant tumors in both lobes of the thyroid. Tumor size was defined as the maximum diameter (D) of the tumor, which was categorized as either D ≤1 cm or D >1 cm. The location was classified as upper, middle, lower or isthmus. The composition was categorized as cystic or spongiform, mixed cystic and solid, or solid. Echogenicity was classified as anechoic, hyperechoic or isoechoic, hypoechoic, or very hypoechoic. The aspect ratio was defined as the height divided by the width of the transverse section, divided into <1 or >1. Shape and margin were classified as regular or irregular, while boundary was classified as smooth or ambiguous. Calcifications were classified as none, macro-calcifications, peripheral calcifications or micro-calcifications. Capsular contact was defined as the proportion of the tumor contacting the thyroid capsule exceeding 20% or the absence of the echo of the thyroid capsule shown by ultrasound. Ultrasound-based CLNM was considered suspicious in patients with one of the following characteristics: hyperechogenicity, round shape or necrosis, loss of the fatty hilum, or micro-calcifications. HT diagnosis was based on the pathological outcome. Using the ACR TI-RADS and C TI-RADS, the tumor scores were calculated, and a receiver operating characteristic (ROC) curve was used to calculate the best cutoff point as the basis for grouping.

The pathological results of the status of CLNM were provided by the professional pathology department. All pathological examinations were independently evaluated by two experienced pathologists, and final decisions are made through consensus in case of disagreement. These two physicians were not privy to the patient’s information or ultrasound examination results.

The ultrasound features and pathological results collected in both the training group and validation group adhered to consistent standards.

Statistical analysis

Statistical analyses were conducted with R software (version 4.2.2). Quantitative data were expressed as the mean ± standard deviation, and a t-test was used for comparisons. Categorical data were presented as frequencies and percentages (%), and the Chi-squared test was used for comparisons. A two-sided P<0.05 was considered to indicate statistical significance.

To avoid the influence of confounding factors, the features in the training group were selected by least absolute shrinkage and selection operator (LASSO) regression with penalty parameter adjustment by 10-fold cross-validation. The potential features with nonzero coefficients were included in multivariate logistic regression analysis to calculate the odds ratio (OR) for identifying independent risk factors for CLNM. All the independent risk factors were incorporated into the prediction model to construct a nomogram.

A ROC curve and area under the ROC curve (AUC) were used to estimate the performance of the prediction model. The Delong test was used to compare the ROC curve and AUC. The calibration curve and Hosmer-Lemeshow test were used to evaluate the goodness of fit of the model. Decision curve analysis (DCA) and clinical impact curve analysis were performed to evaluate the clinical usefulness of the prediction model.


Results

Patient characteristics

The study included a total of 409 patients with PTC, comprising 65 male and 344 female, with a mean age of 45.68±12.93 years. Table 1 summarizes the clinical and ultrasound features of all patients. There was no difference in features between the two groups except for margin and echogenicity (P>0.05). The incidence of CLNM in the training and validation groups was 41.3% (117/283) and 46.8% (59/126), respectively, with no significant difference between the two groups (P=0.3546).

Table 1

The features of patients in training and validation groups

Variables Subgroups Training group (N=283) Validation group(N=126) P value
CLNM (−) 166 (58.7) 67 (53.2) 0.3546
(+) 117 (41.3) 59 (46.8)
Sex Male 45 (15.9) 20 (15.9) 1
Female 238 (84.1) 106 (84.1)
Age (years) 45.69±12.89 45.67±13.01 0.9892
Location Upper 65 (23.0) 36 (28.6) 0.6438
Middle 138 (48.8) 55 (43.7)
Lower 64 (22.6) 28 (22.2)
Isthmus 16 (5.7) 7 (5.6)
Tumor size ≤1 cm 146 (51.6) 70 (55.6) 0.5258
>1 cm 137 (48.4) 56 (44.4)
Multifocality No 220 (77.7) 102 (81.0) 0.5469
Yes 63 (22.3) 24 (19.0)
Bilaterality No 239 (84.5) 110 (87.3) 0.5481
Yes 44 (15.5) 16 (12.7)
Capsule contact No 144 (50.9) 57 (45.2) 0.3435
Yes 139 (49.1) 69 (54.8)
Composition Mixed cystic and solid 7 (2.5) 7 (5.6) 0.1135
Solid 276 (97.5) 119 (94.4)
Echogenicity Isoechoic 19 (6.7) 3 (2.4) 0.002717
Hypoechoic 224 (79.2) 117 (92.9)
Very hypoechoic 40 (14.1) 6 (4.8)
Aspect ratio ≤1 159 (56.2) 60 (47.6) 0.1346
>1 124 (43.8) 66 (52.4)
Margin Regular 180 (63.6) 64 (50.8) 0.01986
Irregular 103 (36.4) 62 (49.2)
Macro-calcifications No 226 (79.9) 90 (71.4) 0.08008
Yes 57 (20.1) 36 (28.6)
Peripheral calcifications No 275 (97.2) 121 (96.0) 0.5435
Yes 8 (2.8) 5 (4.0)
Micro-calcifications No 100 (35.3) 52 (41.3) 0.3003
Yes 183 (64.7) 74 (58.7)
Shape Regular 169 (59.7) 73 (57.9) 0.8186
Irregular 114 (40.3) 53 (42.1)
Boundary Smooth 198 (70.0) 76 (60.3) 0.07159
Ambiguous 85 (30.0) 50 (39.7)
ACR TI-RADS scores <9 127 (44.9) 54 (42.9) 0.7858
≥9 156 (55.1) 72 (57.1)
C TI-RADS scores <3 116 (41.0) 58 (46.0) 0.3987
≥3 167 (59.0) 68 (54.0)
US-based CLNM status No 244 (86.2) 115 (91.3) 0.2019
Yes 39 (13.8) 11 (8.7)
Hashimoto’s thyroiditis No 200 (70.7) 99 (78.6) 0.1229
Yes 83 (29.3) 27 (21.4)

Quantitative data are expressed as the mean ± standard deviation. Categorical data are presented as number (%). CLNM, central lymph node metastasis; ACR TI-RADS, American College of Radiology Thyroid Imaging Reporting and Data System; C TI-RADS, the Chinese version of the Thyroid Imaging Reporting and Data System; US, ultrasound; N, number.

Correlation between clinical and ultrasound features and CLNM

As shown in Table 2, significant differences were observed in sex, age, tumor size, multifocality, bilaterality, capsule contact, margin, micro-calcification, shape, boundary, ACR TI-RADS score, C TI-RADS score, and ultrasound-based CLNM status between the CLNM (+) and CLNM (−) in the training groups (P<0.05). ROC curve analysis indicated that 9 and 3 were the optimal cutoff values for the ACR TI-RADS score and C TI-RADS score, respectively.

Table 2

Correlation between clinical and ultrasound features and CLNM in training and validation groups

Characteristics Subgroups Training group (N=283) Validation group (N=126)
CLNM (−)
(N=166)
CLNM (+) (N=117) P value CLNM (−)
(N=67)
CLNM (+)
(N=59)
P value
Sex Male 18 (10.8) 27 (23.1) 0.009 8 (11.9) 12 (20.3) 0.297
Female 148 (89.2) 90 (76.9) 59 (88.1) 47 (79.7)
Age (years) 48.02±12.41 42.38±12.88 <0.001 48.22±12.85 42.76±12.66 0.018
Location Upper 43 (25.9) 22 (18.8) 0.108 17 (25.4) 19 (32.2) 0.753
Middle 84 (50.6) 54 (46.2) 29 (43.3) 26 (44.1)
Lower 33 (19.9) 31 (26.5) 17 (25.4) 11 (18.6)
Isthmus 6 (3.6) 10 (8.5) 4 (6.0) 3 (5.1)
Tumor size ≤1 cm 114 (68.7) 32 (27.4) <0.001 43 (64.2) 27 (45.8) 0.058
>1 cm 52 (31.3) 85 (72.6) 24 (35.8) 32 (54.2)
Multifocality No 142 (85.5) 78 (66.7) <0.001 57 (85.1) 45 (76.3) 0.304
Yes 24 (14.5) 39 (33.3) 10 (14.9) 14 (23.7)
Bilaterality No 152 (91.6) 87 (74.4) <0.001 60 (89.6) 50 (84.7) 0.589
Yes 14 (8.4) 30 (25.6) 7 (10.4) 9 (15.3)
Capsule contact No 122 (73.5) 22 (18.8) <0.001 44 (65.7) 13 (22.0) <0.001
Yes 44 (26.5) 95 (81.2) 23 (34.3) 46 (78.0)
Composition Mixed cystic and solid 5 (3.0) 2 (1.7) 0.759 3 (4.5) 4 (6.8) 0.862
Solid 161 (97.0) 115 (98.3) 64 (95.5) 55 (93.2)
Echogenicity Isoechoic 12 (7.2) 7 (6.0) 0.163 2 (3.0) 1 (1.7) 0.552
Hypoechoic 136 (81.9) 88 (75.2) 63 (94.0) 54 (91.5)
Very hypoechoic 18 (10.8) 22 (18.8) 2 (3.0) 4 (6.8)
Aspect ratio ≤1 88 (53.0) 71 (60.7) 0.246 35 (52.2) 25 (42.4) 0.354
>1 78 (47.0) 46 (39.3) 32 (47.8) 34 (57.6)
Margin Regular 142 (85.5) 38 (32.5) <0.001 50 (74.6) 14 (23.7) <0.001
Irregular 24 (14.5) 79 (67.5) 17 (25.4) 45 (76.3)
Macro-calcifications No 133 (80.1) 93 (79.5) 1 53 (79.1) 37 (62.7) 0.067
Yes 33 (19.9) 24 (20.5) 14 (20.9) 22 (37.3)
Peripheral calcifications No 162 (97.6) 113 (96.6) 0.888 64 (95.5) 57 (96.6) 1
Yes 4 (2.4) 4 (3.4) 3 (4.5) 2 (3.4)
Micro-calcifications No 80 (48.2) 20 (17.1) <0.001 39 (58.2) 13 (22.0) <0.001
Yes 86 (51.8) 97 (82.9) 28 (41.8) 46 (78.0)
Shape Regular 124 (74.7) 45 (38.5) <0.001 50 (74.6) 23 (39.0) <0.001
Irregular 42 (25.3) 72 (61.5) 17 (25.4) 36 (61.0)
Boundary Smooth 144 (86.7) 54 (46.2) <0.001 58 (86.6) 18 (30.5) <0.001
Ambiguous 22 (13.3) 63 (53.8) 9 (13.4) 41 (69.5)
ACR TI-RADS scores <9 101 (60.8) 26 (22.2) <0.001 40 (59.7) 14 (23.7) <0.001
≥9 65 (39.2) 91 (77.8) 27 (40.3) 45 (76.3)
C TI-RADS scores <3 92 (55.4) 24 (20.5) <0.001 42 (62.7) 16 (27.1) <0.001
≥3 74 (44.6) 93 (79.5) 25 (37.3) 43 (72.9)
US-based CLNM status No 162 (97.6) 84 (71.8) <0.001 67 (100.0) 48 (81.4) 0.001
Yes 4 (2.4) 33 (28.2) 0 (0.0) 11 (18.6)
Hashimoto’s thyroiditis No 117 (70.5) 83 (70.9) 1 51 (76.1) 48 (81.4) 0.619
Yes 49 (29.5) 34 (29.1) 16 (23.9) 11 (18.6)

Quantitative data are expressed as the mean ± standard deviation. Categorical data are presented as number (%). CLNM, central lymph node metastasis; ACR TI-RADS, American College of Radiology Thyroid Imaging Reporting and Data System; C TI-RADS, the Chinese version of the Thyroid Imaging Reporting and Data System; US, ultrasound; N, number.

Feature selection and model construction

To avoid the influence of confounding factors, nine nonzero factors, including sex, age, tumor size, multifocality, capsule contact, margin, micro-calcification, boundary and ultrasound-based CLNM status, were selected using LASSO regression analysis (Figure 2). These factors were included in the multivariate logistic regression analysis, and the results revealed that sex, age, multifocality, capsule contact, margin, micro-calcification and ultrasound-based CLNM status were independent risk factors for CLNM (Table 3). Based on the above independent risk factors, a nomogram prediction model was developed (Figures 3,4). The prediction model is presented in the form of a dynamic nomogram (https://predictionmodel2.shinyapps.io/CLNMprediction/) (Figure 5). By inputting the clinical and ultrasound features of the patient into the aforementioned website, one can obtain the probability and 95% confidence interval (CI) of CLNM occurrence.

Figure 2 Selection of the features using the LASSO regression analysis in the training group. (A) The optimal parameter (λ) in the LASSO model was determined through 10-fold cross-validation based on minimum criteria. The partial likelihood deviation (binomial deviation) was plotted against the log(λ), with two vertical dashed lines drawn at the minimum criteria and a standard error of the minimum criteria (1−SE). (B) LASSO coefficient profiled of 20 features. A coefficient curve plotted based on a log(λ) sequence. Vertical line was drawn at the value selected using 10-fold cross-validation, where the optimal λ results in nine features with nonzero coefficients. LASSO, least absolute shrinkage and selection operator; SE, standard error.

Table 3

The multivariate logistic regression analysis of risk factors for CLNM

Risk factors OR 95% CI P value
Sex 0.37 0.14–0.92 0.036
Age (years) 0.97 0.94–1.00 0.045
Multifocality 2.48 1.14–5.51 0.023
Capsule contact 8.3 4.19–17.16 <0.001
Margin 5.79 2.83–12.22 <0.001
Micro-calcifications 2.33 1.09–5.11 0.031
US-based CLNM status 4.34 1.32–17.80 0.024

CLNM, central lymph node metastasis; OR, odds ratio; CI, confidence interval; US, ultrasound.

Figure 3 Nomogram model for predicting CLNM based on clinical and ultrasound features. CLNM, central lymph node metastasis; US, ultrasound.
Figure 4 A 47-year-old woman with PTC. Preoperative ultrasound of the thyroid nodule in the right lobe showed the following features: irregular margin, capsule contact, micro-calcification (yellow arrow). No suspicious lymph nodes were found in the bilateral neck by ultrasound. The risk of CLNM based on nomogram for this patient was about 80%. Surgical pathology confirming cervical lymph node metastasis from PTC. PTC, papillary thyroid carcinoma; CLNM, central lymph node metastasis; M, mass; RTG, right lobe of thyroid gland.
Figure 5 Calculate predicted probabilities for patients using a dynamic nomogram.

Prediction model validation

ROC curves of the prediction model were generated for the training and validation groups. The model showed good discriminability, with an AUC of 0.905 (95% CI: 0.870–0.940) in the training group and 0.865 (95% CI: 0.799–0.932) in the validation group. In addition, the AUCs of the single ultrasound features for predicting CLNM were 0.629 (95% CI: 0.586–0.672) in the training group and 0.593 (95% CI: 0.543–0.643) in the validation group, both of which were smaller than those of the prediction model (P<0.001) (Figure 6).

Figure 6 ROC curves of the prediction model and the single US features for predicting CLNM in the training group (A) and validation group (B). ROC, receiver operating characteristic; US, ultrasound; CLNM, central lymph node metastasis; CI, confidence interval.

Based on the calibration curve (Figure 7) and Hosmer-Lemeshow test, the prediction model was found to have good concordance in both the training group (P=0.6259) and validation group (P=0.1182).

Figure 7 Calibration curves of the prediction model in the training group (A) and validation group (B). CLNM, central lymph node metastasis; Pr, probability.

The DCA demonstrated that the prediction model had greater clinical benefit than either the treat-all-patients scheme or the treat-none scheme in both the training group and validation group when the threshold probability was between 15% and 90% (Figure 8).

Figure 8 Decision curve analysis of the prediction model in the training group (A) and validation group (B).

The clinical impact curves of the training group and validation group showed that when the threshold probability was ≤80%, the patients classified as positive by the prediction model were more likely to be truly positive (Figure 9).

Figure 9 Clinical impact curves of the prediction model in the training group (A) and validation group (B).

Discussion

According to the 2015 American Thyroid Association Management Guidelines for Adult Patients with Thyroid Nodules and Differentiated Thyroid Cancer, CLNM is as an important indicator of risk stratification and intimately associated with the risks of postoperative recurrence and distant metastasis (18). The guidelines recommend performing CLND for patients with high-risk PTC, while prophylactic CLND is suggested for those with low-risk PTC to accurately determine postoperative staging and to guide subsequent treatment decisions (18). However, some studies have shown that prophylactic CLND does not significantly improve long-term outcomes for patients but rather increases the potential risks of surgical complications such as recurrent laryngeal nerve injury and hypoparathyroidism (10). Accurate preoperative assessment of CLNM is crucial. Ultrasound is the preferred method for the preoperative assessment of PTC, but has limited sensitivity to detect CLNM due to the anatomical location of cervical lymph nodes (19). To achieve a reliable and noninvasive preoperative assessment of CLNM risk in PTC patients, our study developed and validated a prediction model that combines clinical and ultrasound characteristics. The model is presented as a dynamic nomogram, benefiting PTC patients by quantifying the likelihood of CLNM.

The present study indicated that sex, age, multifocality, capsule contact, margin, micro-calcification, and ultrasound-based CLNM status were independent predictors of CLNM.

PTC incidence is significantly greater in females than in males, with a female-to-male ratio of approximately 3.7:1 (20). However, an observational cohort study by Zhu et al. (21) showed that male sex in PTC patients was significantly associated with the risk of CLNM. The results of this study are consistent with the aforementioned conclusion, but to date, no research has provided a reasonable explanation for this phenomenon.

In the studies conducted by Zheng et al. (22) and Liu et al. (23), age was identified as an independent risk factor for CLNM, which aligns with our findings. Specifically, a younger age was associated with a heightened susceptibility to CLNM. This could be attributed to the fact that young age is correlated with a greater probability of experiencing multiple genetic abnormalities, that younger patients are more susceptible to encountering multiple genetic events, or that the early onset and disease progression are influenced by multiple genetic events (24).

This study indicated that multifocality plays a significant role as a risk factor for CLNM in PTC patients, which is in agreement with Liu et al. (23) and Mao et al. (25). This association can be attributed to the extensive lymphatic network within the thyroid, where multifocality may arise from tumor cells disseminating through lymphatic vessels within the gland (26). As a result, multifocal PTC often exhibits heightened invasiveness.

In our study, the probability of CLNM was high in PTC nodules that were in contact with the capsule, with an OR of 8.71 (95% CI: 4.39–18.10). Kamaya et al. suggested that ultrasonography revealed nodule contact with the capsule, contour bulging, and the absence of a thyroid capsule echo, which has good predictive value for detecting extracapsular extension (27). Xue et al. quantified the invasion of the capsule based on the contact proportion of the nodule with its perimeter, and the results showed that an adjacent capsule contact range exceeding 50% was an independent risk factor for CLNM (28). A higher degree of nodular contact with the capsule indicates a greater likelihood of tumor invasion. CLNM occurs when a tumor invades surrounding tissue through an interrupted capsule.

The findings of this study also demonstrate the significance of irregular margins in predicting CLNM, consistent with the findings of Li et al. (29). The process of metastasis requires cancer cells to invade the extracellular matrix, migrate through blood vessels and proliferate within lymph nodes. This aggressive behavior can result in the disruption of distinct demarcations between the tumor and adjacent normal tissue (15).

Micro-calcification involves the deposition of calcium salts resulting from vascular and fibrous hyperplasia, reflecting the rapid proliferation of cancer cells and represents a characteristic sign of PTC on ultrasound (13,30). This study suggested that micro-calcifications independently contribute to the risk of CLNM, consistent with previous research findings (31). Some cytokines, such as osteopontin (OPN), are involved in calcification, and the overexpression of OPN has been found to stimulate cell proliferation, migration, motility, and invasion in thyroid cancer cells, which is closely associated with the aggressive nature of PTC (32).

In our study, there were significant differences in the ACR TI-RADS and C TI-RADS scores between the CLNM (+) and CLNM (−) subgroups of patients with PTC. However, these scores did not emerge as independent risk factors for CLNM. This may be attributed to the fact that some scoring details, such as the composition, echogenicity and aspect ratio, of the ACR TI-RADS and C TI-RADS scores did not significantly differ between the CLNM (+) and CLNM (−) subgroups and did not have a predictive effect on CLNM.

Due to the intricate anatomical location of CLNM and differences in physicians’ examination techniques, the preoperative detection sensitivity of CLNM in PTC patients is limited (19). In this study, relying solely on ultrasound diagnosis for CLNM yielded an AUC of 0.629 (95% CI: 0.586–0.672) in the training group and 0.593 (95% CI: 0.543–0.643) in the validation group. However, the prediction model constructed using seven independent risk factors, namely, sex, age, multifocality, capsule contact, margin, micro-calcification, and ultrasound-based CLNM status, achieved superior performance, with an AUC of 0.905 (95% CI: 0.870–0.940) in the training group and 0.865 (95% CI: 0.799–0.932) in the validation group. Moreover, based on the calibration curve and Hosmer-Lemeshow test, the prediction model was found to have good concordance in both the training group (P=0.6259) and validation group (P=0.1182). The DCA and clinical impact curves illustrate the model’s significant clinical utility value. Recently, there have been studies conducted on the predictive model for CLNM in PTC patients (33). He et al. (34) developed a CLNM prediction model based on contrast-enhanced ultrasound score, achieving AUC values of 0.72 and 0.79 in the training and validation group, respectively. The model utilizing contrast-enhanced ultrasound is valuable for predicting CLNM, but its invasive nature and challenges in application limit its use in local hospitals. Wang et al. (35) developed a convolutional neural network prediction model using an artificial intelligence (AI) deep learning algorithm, achieving AUCs of 0.89 in the training set and 0.78 in the test set, indicating high predictive efficacy for CLNM. A meta-analysis of 107 studies involving 136,245 patients also demonstrated the outstanding performance of various machine learning-based predictive CLNM models, indicating their wide-ranging potential applications (36). However, the complexity of AI-based models, which require extensive image extraction and substantial technical support, similarly restricts their utilization in local hospitals. Furthermore, Zhao et al. (37) had shown that the quantitative parameters of dual-energy computed tomography (CT) and the morphology of PTC can be effective tools for predicting occult central cervical lymph node metastasis, with the model achieving an AUC index of 0.83. However, dual-energy CT is associated with higher costs, increased radiation exposure, and potential delays in radioactive iodine treatment for patients in need of adjuvant therapy (38). The predictive model was presented in the form of a dynamic nomogram and included seven noninvasive and easily obtainable clinical and ultrasound variables. It can be used by clinicians to visually and quickly assess CLNM risk and aids in the individualized treatment decision-making process.

There are several limitations in this study. First, the study was a retrospective study conducted at a single center, potentially introducing selection bias. This design, based on existing data and commonly used for association analysis, struggled to control for confounding factors, thus impacting the reliability and applicability of the model in new populations. Additionally, retrospective validation did not assess the practical application of the model in clinical settings, potentially leading to overfitting and instability when applied to independent prospective datasets. Second, the sample size was relatively limited. Third, for multifocal tumors, only the characteristics of the largest tumor were analyzed, while details about other tumors remain unknown. Finally, the criteria used to evaluate ultrasound features were subjective and may introduce errors when conducted by inexperienced radiologists. Nevertheless, in our study, the ultrasound features were evaluated by two radiologists with more than 10 years of experience in thyroid diagnosis, and a consensus was reached on each feature to minimize subjective errors. In future studies, it is imperative to conduct multicenter large-scale prospective studies to externally validate the nomogram and separately analyze solitary and multifocal tumors to derive more definitive conclusions. The nomogram model can also be improved by combining with more advanced technical parameters such as AI-assisted diagnostic systems.


Conclusions

In conclusion, this study indicated that sex, age, multifocality, capsule contact, margin, micro-calcification, and ultrasound-based CLNM status were independent predictors of CLNM. Dynamic nomograms developed using clinical and ultrasound characteristics show great predictive ability for CLNM risk in PTC patients, thereby providing valuable support to clinicians for making personalized treatment decisions.


Acknowledgments

Funding: This study was supported by the Science and Technology Planning Project of Shantou (2023-68, No. 230510116497157).


Footnote

Reporting Checklist: The authors have completed the TRIPOD reporting checklist. Available at https://qims.amegroups.com/article/view/10.21037/qims-24-618/rc

Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://qims.amegroups.com/article/view/10.21037/qims-24-618/coif). The authors have no conflicts of interest to declare.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. This retrospective study was approved by the Ethics Committee of the Second Affiliated Hospital of Shantou University Medical College (No. 2023-23). The requirement for informed consent was waived due to the retrospective nature of the study. The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013).

Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.


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Cite this article as: Chen Z, Wang JJ, Du JB, Li JF, Zheng RT, Yuan SM, Wu T, Guo DM, Zhai YX. Development and validation of a dynamic nomogram for predicting central lymph node metastasis in papillary thyroid carcinoma patients based on clinical and ultrasound features. Quant Imaging Med Surg 2025;15(2):1555-1570. doi: 10.21037/qims-24-618

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